Compliance Officer Jobs

Sort by: Date | Relevance

  • Chief Compliance OfficerCommunity Bank System, Inc.(Syracuse, New York)

    Job Description: The Chief Compliance Officer is responsible for developing, implementing and administering all aspects of the Compliance Management Program. Advises the Board of Directors, Senior Management and Bank personnel of emerging compliance issues and consults and guides the Bank in the establishment of controls to mitigate risks. Essential Duties: Provide strategic direction to Bank rela...
    Full job description at Monster

    Posted Fri 22nd March

  • Swap Dealer Compliance OfficerCompliance Search Group(New York City, New York)

    The person performing this advisory position will be responsible for supporting the implementation and management of the overall compliance program for the CFTC-regulated swap trading and clearing activities of the Global investment bank, and for the foreign-regulated swap activities conducted by the Bank in the US. The Swap Dealer Compliance Officer will generally support the designated Chief Com...
    Full job description at Monster

    Posted Wed 3rd April

  • Chief Compliance Officer/ Associate General Counsel – Hedge FundCompliance Search Group(New York City, New York)

    The primary focus of the role will be on managing the compliance program. He/She will also be responsible for various legal matters as needed. Hedge Fund/ Private Equity firm with $2 billion in AUM is seeking a Chief Compliance Officer. The CCO will report directly to the General Counsel, and manage all aspects of compliance, including regulatory, marketing, and HR. The hedge fund is responsible f...
    Full job description at Monster

    Posted Fri 5th April

  • Chief Compliance Officer(Silicon Valley/Peninsula, California)

    Summary Our Company is looking for a Chief Compliance Officer to oversee an Electronic Brokerage in the Silicon Valley. This individual will need extensive knowledge of securities rules and regulations covering a FINRA member firm and the ability to apply this knowledge to develop and maintain an effective compliance program. This individual needs a strong aptitude for understanding, implementing,...
    Full job description at Monster

    Posted Wed 10th April

  • Compliance Officer/Department Head(New York City, New York)

    JOB DESCRIPTION 1. JOB TITLE : COMPLIANCE OFFICER 2. NAME : 3. GRADE : 4. DEPARTMENT : COMPLIANCE 5. REPORT TO : SENIOR MANAGEMENT 6. DATE OF COMMENCEMENT: 7. DATE OF PROMOTION : N/A 8. SUBORDINATE : 3 9. STATUS : EXEMPT 10. AUTHORITY : CLASS A 11. DATE PREPARED : JOB SUMMARY: Compliance Department Headwith day-to-day compliance responsibilitiesasdefined intheNYB Compliance Department responsibili...
    Full job description at Monster

    Posted Wed 10th April

  • Senior Intergroup Relations Officer (Office Of Contract Compliance)New York City Housing Authority(New York City, New York)

    Senior Intergroup Relations Officer (Office of Contract Compliance) The New York City Housing Authority’s (NYCHA) Department of Equal Opportunity is seeking a Senior Intergroup Relations Officer for the Office of Contract Compliance. Reporting to the Director, the successful candidate will work independently and conduct extensive review and comparative analysis of relevant federal regulations whic...
    Full job description at Monster

    Posted Thu 11th April

  • Chief Compliance Officer – Registered Investment Advisor DivisionCompliance Search Group(New York City, New York)

    The RIA division of a financial institution seeks a Chief Compliance Officer. The CCO will oversee the managed accounts, wrap products, investments and asset allocations. The ideal candidate will support the following: advising on monitoring of Investment Advisor Representatives (IRA), new products, and due diligence of third party providers, financial planning, trading and preparing compliance re...
    Full job description at Monster

    Posted Thu 11th April

  • Chief Compliance OfficerFoundry Partners LLC(Minneapolis, Minnesota)

    Foundry Partners, LLC Title: Chief Compliance Officer Employer: Foundry Partners, LLC Job Location: Minneapolis, MN OUR COMPANY: Foundry Partners, LLC is an institutional asset manager that began operations on or February 1, 2013. The company manages growth and value strategies for institutional, sub-advised and modeled portfolios. GENERAL FUNCTION: Corporate officer responsibleforcomplianceactivi...
    Full job description at Monster

    Posted Mon 15th April

  • Compliance Coverage Officer For US FinanceCompliance Search Group(New York City, New York)

    Lead compliance coverage officer for U.S. Finance Division. Report to global compliance coverage head for Operations, Finance and Technology Divisions. Primary coverage areas include: • Customer protection-related processes for the firm’s U.S. institutional and retail broker-dealers, including regulatory reporting (e.g. FOCUS), net capital requirements under Securities Exchange Act (SEA) Rule 15c3...
    Full job description at Monster

    Posted Wed 17th April

  • Chief Compliance Officer – Asset ManagementCompliance Search Group(Central Valley, California)

    A Los Angeles based investment manager is seeking a Chief Compliance Officer. The Chief Compliance Officer will primarily be responsible for day-to-day implementation and maintenance of the compliance program. The CCO will work closely with colleagues in every functional area within the firm. Key responsibilities include: • Development, implementation and maintenance of compliance policies and pro...
    Full job description at Monster

    Posted Thu 18th April

  • Central Compliance Officer – VPCompliance Search Group(New York City, New York)

    Our client, a major investment banking firm seeks a Central Compliance Officer to lead the implementation of the target operating model in establishing new Business As Usual (BAU) procedures for the various groups within Central Compliance. The functions of the Central Compliance team includes: Licenses and Registrations, Personal Account Dealings, Private Investments, Outside Affiliations, Gifts ...
    Full job description at Monster

    Posted Thu 18th April

  • Compliance Officer -Change ManagementCompliance Search Group(New York City, New York)

    The Compliance Change Management Team is a newly established function within Compliance which will perform key project management roles for all Compliance initiatives, including the Compliance Control Framework program, integration of Central Compliance functions in new hubs and delivery of strategic regulatory projects. The Compliance Officer - Change Management will be involved in a broad range ...
    Full job description at Monster

    Posted Fri 19th April

  • Compliance OfficerFirst Bexley Bank(Columbus/Zanesville, Ohio)

    General Overview The Compliance Officer is responsible for executing compliance duties to ensure that effective internal controls are maintained throughout the Bank as they relate to bank operations. The Compliance Officer will provide expertise and functional support to help drive the full integration of the Bank’s compliance programs. The position reports to the Vice President of Compliance and ...
    Full job description at Monster

    Posted Mon 22nd April

  • Compliance OfficerFranklin Templeton Investments(Silicon Valley/Peninsula, California)

    Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We have over 8,500 employees working in 50 offices around the world, servicing investment solutions for our clients in more than 150 countries. We believe in our corporate values of putting clients first, building relationships, achieving quality results,...
    Full job description at Monster

    Posted Mon 22nd April

  • Corporate Compliance OfficerThree Rivers Hospice(Kansas City/Independence, Missouri)

    Three Rivers Hospice is seeking a Corporate Compliance Officer. Full time position, benefits offered. This position will oversee and manage compliance issues within our organization, ensuring, for example, that Three Rivers Hospice is complying with regulatory requirements and that us and our employees are complying with internal policies and procedures. Job duties include, policy and procedure ma...
    Full job description at Monster

    Posted Mon 22nd April

  • Compliance OfficerClinicalRM(Norfolk/Hampton Roads, Virginia)

    ClinicalRM is seeking a Compliance Officer to work at NMCP in Portsmouth, VA. RESPONSIBILITIES: Audits research investigator activities on site. Reviews IRB approved protocols and interviews investigators to assure compliance is met. Reviews data collection forms, verifies entries by validating accurate source documentation, and reviews data security and protection of Protected Health Information ...
    Full job description at Monster

    Posted Tue 23rd April

  • Banking Compliance Officer - Division Of Investment BankCompliance Search Group(Columbus/Zanesville, Ohio)

    Our client, a major global financial services provider engaged in personal banking, corporate and investment banking seeks a Banking Compliance Officer. The ideal Candidate will review bank entities, the bank holding company, related businesses and support areas to assess Compliance with federal, state, and company banking laws, policies, rules and procedures. Additionally the candidate will be re...
    Full job description at Monster

    Posted Wed 24th April

  • Compliance Officer (CIA)Stonegate Senior Living, LLC(Fort Worth, Texas)

    Compliance Officer – Lewisville, TX The Company StoneGate Senior Living, LLC is headquartered in Lewisville, Texas, 25 miles north of Dallas, and provides support services to over 30 state-of-the-art senior care communities located in Texas, Oklahoma and Missouri. We offer a very competitive compensation package that includes a discretionary profit sharing component. We have a great Paid Time Off ...
    Full job description at Monster

    Posted Mon 22nd April

  • Marketing Compliance OfficerUbs(Northern, New Jersey)

    The role is for a Director Level Compliance Officer to provide dedicated support to the Firm's marketing department with coverage also extending to the field. The candidate will also support the principal review group in Wealth Management Solutions. This is an important role within WMA Compliance, the WMA marketing department is a high profile unit with critical strategic initiatives forthcoming (...
    Full job description at Monster

    Posted Mon 29th April

  • Compliance OfficerMetro SportsMed, P.C.(New York City, New York)

    Established in 1995, Metro SportsMed, PC is the leading therapy services provider in Brooklyn, NY. We have over 70 clinical staff providing inpatient and outpatient care in 9 different neighborhoods. Currently we are seeking: Chief compliance officer Responsibilities include - ensuring company's compliance with requirements of JCAHO, OSHA, NYSDOH, and other regulatory entities - Administering comp...
    Full job description at Monster

    Posted Mon 29th April

Compliance Officer Job Search Tip

Anchorage is a port city of Cook Inlet. The city also serves as the center hub of the Alaska Railroad. Anchorage is one of the nation's crucial defense centers and is home to two military bases, Elmendorf and Fort Richardson. Several major gas and oil companies are headquartered in Anchorage including Conoco/Phillips and Exxon/Mobile. Two major communication corporations are based in Anchorage which provide land-based telephone services, Internet access and cellular telephone services to Alaska. Residents not working in the gas/oil industry or in communications, may work in transportation, real estate or for a government agency.

Explore Anchorage, Alaska jobs and career resources on Monster.

Find more Jobs on Flipdog:
Paramedic Jobs, Paramedic Jobs by State
Translator Jobs, Translator Jobs by State
Custodian Jobs, Custodian Jobs by State
Locksmith Jobs, Locksmith Jobs by State
Security Job, Security Jobs by State
Florist Jobs, Florist Jobs by State


Learn how to negotiate a salary before you need to. Also find examples of resumes and cover letter examples to model your own after. Once your done looking at examples, upload your resume to Monster.com.


Find local jobs
Keywords
Location

Powered by Monster