Compliance Manager Jobs

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  • Compliance Manager(Atlanta, Georgia)

    A growing independent BD/RIA in Norcross, GA seeks a Compliance Manager with at least 2 years of direct experience with a broker/dealer, registered investment adviser or securities industry regulator. Strong, working knowledge of Industry rules and regulations is required. Series 7, 24, and 65/66 are preferred, or must be able to obtain within 120 days. Branch office supervision and trade surveill...
    Full job description at Monster

    Posted Tue 5th February

  • Corporate Compliance Manager – VPDrum Associates(New York City, New York)

    Our client, a major international bank with offices in NYC is currently seeking a Corporate Compliance Manager – VP level to join their Compliance Division. The ideal candidate will have experience implementing a swap dealer compliance program, putting together compliance manuals, and have a strong knowledge of Dodd Frank requirements. In addition, the incumbent will manage swap dealer registratio...
    Full job description at Monster

    Posted Tue 5th February

  • Senior Manager GCP Compliance Training & Instructional Design(Orange County, California)

    Title: Senior Manager GCP Compliance Training & Instructional Design A leading pharmaceutical and OTC products company is hiring a Compliance training professional full time in southern CA. This fortune 500 business has a deep pipeline of pharmaceutical and medical device candidates for covering a wide range of indications. If you are interested in instructional design and have a strong understand...
    Full job description at Monster

    Posted Wed 6th February

  • Sr. Compliance Advisor (support O&D Mgr) - 4 To 6 Yrs. Large Co Or Professional Service Firm Exp.Piper-Morgan Associates(Houston, Texas)

    Exceptional career opportunity with large international oil & gas producer for the talented Sr. Compliance Advisor who will support the O & D Department Manager. The ideal candidate will have a minimum of 4 - 6 years business process reengineering/internal audit experience in a large company environment or professional services firm. A PMP is preferred, but not required. You will enjoy a top base ...
    Full job description at Monster

    Posted Wed 6th February

  • Manager Compliance Oversight & Monitoring, Commercial Healthcare Law Operations, PharmaceuticalOtsuka(Central, New Jersey)

    Job Description Job Description-OverviewThe mission of the Compliance Operations team is to ensure compliance and quality within the daily operational tasks associated with various commercial teams including Sales Operations. As part of the Compliance Operations team, the Compliance Operations Manager will report to the supervising Compliance Counsel and work to ensure operational soundness by man...
    Full job description at Monster

    Posted Thu 7th February

  • E-Mail Surveillance Manager (Global) - ComplianceCompliance Search Group(New York City, New York)

    Our client, a well established global investment bank is seeking an E-Mail Surveillance Manager to manage and monitor all electronic correspondences within the firm. Electronic Correspondence o Conduct daily review of firm emails globally o Escalate suspect emails to appropriate supervisors o Follow-up with supervisors as necessary or directed by Compliance o Document review, escalation and follow...
    Full job description at Monster

    Posted Fri 15th February

  • Compliance ManagerCCF Investments, Inc.(Northeast, Georgia)

    CCF Investments, a Broker Dealer (member FINRA/SIPC) located east of Atlanta in the resort community of Lake Oconee in Greensboro GA is currently seeking candidates for compliance manager. Salaries based on experience and licenses. Please send resume to HR@capitalchoice.com Compliance Manager – Candidate to perform analytical and managerial functions related to compliance with SEC/FINRA requiremen...
    Full job description at Monster

    Posted Tue 19th February

  • Medical Publications Manager/Compliance MonitorInVentiv(Danbury/Bridgeport, Connecticut)

    The Medical Publications Manager/Compliance Monitor will work closely with the Medical Publications Operations Manager, Medical Publications Associate and Senior Associate Directors, and the Compliance/Legal Business Partners to monitor documentation contained within the electronic publications database (EPD) to ensure that the Medical Publications Group is compliant with all external and internal...
    Full job description at Monster

    Posted Thu 21st February

  • Senior Compliance Project ManagerCompliance Search Group(New York City, New York)

    The role of the Project Manager is to plan, execute, and finalize projects according to the required timeline and budget. This includes acquiring resources and coordinating the efforts of team members including contractors, vendors or consultants in order to deliver projects according to plan. The Project Manager will also define the project's objectives and oversees quality control throughout its...
    Full job description at Monster

    Posted Thu 21st February

  • Regulatory Compliance ManagerMRINetwork(Tuscaloosa, Alabama)

    Regulatory Compliance Manager Tuscaloosa, Alabama Our Client: Community-Oriented Financial Services Organization Oversee the regulatory compliance management program to ensure that the organization remains in substantial compliance with its internal operating policies and procedures, as well as all financial services regulatory laws and regulations. Responsible for overseeing all aspects of the re...
    Full job description at Monster

    Posted Fri 22nd February

  • Manager Clinical ComplianceMRINetwork(Orange County, California)

    Manager Clinical Compliance Irvine, CA A growing, midsized pharmaceutical company in southern CA is hiring a manager / senior manager of Clinical Compliance full time. If you have a pharmaceutical clinical development / clinical operations background and are interested in an exciting career in GCP compliance, keep reading. My client is offering: competitive wages, performance bonus, 401k match, em...
    Full job description at Monster

    Posted Mon 25th February

  • Senior Global Import/Export Compliance ManagerLittelfuse, Inc.(Chicago, Illinois)

    Reporting to the Director of Global Logistics, the Senior Global Import/Export Compliance Manager is responsible for import and export compliance related processes within the Littelfuse organization to ensure adherence to all government regulations globally. RESPONSIBILITIES INCLUDE: - Analyze and mitigate all Corporate risk relative to trade operations. - Ensure Littelfuse membership and particip...
    Full job description at Monster

    Posted Mon 25th February

  • Operations/Compliance ManagerFinancial Advisors Network, Inc.(Orange County, California)

    Hiring For:Operations and Compliance Manager Financial Advisors Network: Top fee based independent Finanical Advisory Firm in the country Client centered firm Firm and staff maintain strong morals and values Believes helping and educating people is an important part in making a difference Educational Background and Licensing Requirements: BA Required Business degree preferred Series 7, 24 required...
    Full job description at Monster

    Posted Mon 25th February

  • Manager: Sox Compliance - Falls Church, VACsc(McLean/Arlington, Virginia)

    Description Job Title: Manager SOX Compliance Location: US-VA: Virginia - Falls Church Summary Job Description: Reporting into the Assistant Controller Consolidation and External Reporting, this position will be a subject matter expert on Sarbanes-Oxley (SOX) matters and will be responsible for managing SOX compliance for certain corporate office groups, including Corporate Controller's group, Cor...
    Full job description at Monster

    Posted Thu 28th February

  • Quality Compliance ManagerFPC Of Greensboro(Charlotte, North Carolina)

    One of our premiere pharmaceutical manufacturing clients is currently seeking a Quality Compliance Manager. This position will be responsible for ensuring the manufacturing plant’s compliance to all FDA regulations and keeping the organization in a state of inspection readiness. The Quality Compliance Manager will conduct audits in order to assess the level of adherence to regulatory requirements....
    Full job description at Monster

    Posted Mon 25th February

  • Quality Assurance & Compliance ManagerThe Gem Group, Inc.(Boston North, Massachusetts)

    The Gem Group, Inc. is a dynamic, rapidly expanding manufacturer of screen-printed; embroidered and business accessories. We currently have an opening for an experienced Quality Assurance & Compliance Manager. Accountability Objective: This position reports to the VP of Sourcing/Supply Chain and manages and oversees overall Quality function and strategy at Gemline. The position is responsible for ...
    Full job description at Monster

    Posted Fri 1st March

  • Compliance Manager Employee Trading And SurveillanceCompliance Search Group(New York City, New York)

    The Compliance Department is responsible for compliance with legal and regulatory matters affecting the firm and its subsidiaries, including: • Evaluating and responding to new and changing federal, state, local and administrative regulations • Interacting with regulators and other in response to relevant inquiries and requests • Designing and implementing appropriate training and awareness progra...
    Full job description at Monster

    Posted Fri 1st March

  • International Export Compliance Manager(Sarasota/Bradenton, Florida)

    Access USA Shipping, LLC dba MyUS.com is the first, largest and number 1 ranked international package forwarder in the world. Established in 1997, MyUS ships over 50,000 consumer products per week to over 220 countries around the world. MyUS is the only forwarder in our industry to proudly earn and maintain the highest A+ rating from the Better Business Bureau. MyUS is seeking an experienced Inter...
    Full job description at Monster

    Posted Mon 4th March

  • Compliance Manager - Foundation Of Our Regulatory Healthcare ComplianceAccolo(Chicago South, Illinois)

    Compliance Manager - Foundation of our Regulatory Healthcare Compliance Job Label:CONHEAR-CORPCOMPL The healthcare regulatory compliance professional seeking a new opportunity, one in which they can architect and operate a comprehensive compliance program, will provide a crucial and cornerstone function for Connect Hearing, in Naperville, Illinois. As our Corporate Compliance Manager, you'll play ...
    Full job description at Monster

    Posted Mon 4th March

  • Model Review Fair Lending: Compliance Analyst And ManagerCompliance Search Group(New York City, New York)

    Our client seeks a Fair Lending Analyst and Manager to join their Corporate Fair Lending group (“CFL”). Responsible for setting corporate fair lending policy, as well as conducting fair lending analytics the Analyst will become part of the fair lending team to ensure best practices are in place. The ideal candidate will assist in the examinations of differences in outcomes or treatments across maj...
    Full job description at Monster

    Posted Tue 5th March

Compliance Manager Job Search Tip

Management positions are found in all industries and usually are positions that people want for the benefits and salaries offered. Promotion or entry into these jobs should be easier for those with college or graduate degrees and previous job experience. Management jobs are always in demand because every business needs managers to train and coordinate employees, keep operations running smoothly, and make suggestions on more efficient methods of operation. Multiple levels of management in larger corporations mean that every level is managed properly so that the executives don't have to be involved in small operations issues.

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