Compliance Analyst Sales Jobs

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  • Compliance AnalystLEO Pharma Inc.(Central, New Jersey)

    LEO Pharma Inc. is a leading global pharmaceutical company specializing in dermatology and critical care. For 100+ years, our products have improved the quality of millions of people's lives around the world. Headquartered in Denmark, we have employees in 50+ countries and our products are sold in more than 100 countries. To realize our vision of becoming the world’s leading specialty pharmaceutic...
    Full job description at Monster

    Posted Mon 29th April

  • Advertising Compliance AnalystAdvisor Direct(Boston North, Massachusetts)

    Advertising Compliance Analyst Advisor Direct, Inc. in Lynnfield Massachusetts is a securities firm represented by Registered Securities Representatives and Financial Planners throughout the United States. Advisor Direct, an independent Broker/Dealer, was founded to provide service and securities products to help meet the consumers' needs in today's financial arena. Our investment professionals ar...
    Full job description at Monster

    Posted Wed 22nd May

  • Regional Compliance AnalystUnited Planners Financial Services Of America(Phoenix, Arizona)

    UNITED PLANNERS FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERSHIP 7333 EAST DOUBLETREE RANCH ROAD, STE 120SCOTTSDALEARIZONA85258 TEL: (480) 991-0225 FAX: (480) 991-2714 Job Description Employee Type: Exempt Department: Compliance Job Title: Regional Compliance Analyst Reports To: Assistant Vice President – Compliance Manages Others: No Industry Experience: At least 2 years Minimum License(s): 7,...
    Full job description at Monster

    Posted Mon 10th June

  • Health Care Compliance Analyst IIKCI / LifeCell(Central, New Jersey)

    LifeCell develops and markets tissue repair products for use in reconstructive, urogynecologic and orthopedic surgical procedures. LifeCell's leading technologies include: Strattice™, for reconstructive and general surgical procedures; and AlloDerm®, for plastic reconstructive, general surgical, burn and periodontal procedures and Cymetra®, a particle form of AlloDerm suitable for injection. LifeC...
    Full job description at Monster

    Posted Mon 10th June

  • Compliance AnalystUbs(Nashville, Tennessee)

    As a Surveillance Analyst in the Compliance Department, you will analyze exception reports, conduct in-depth trading / portfolio reviews, and investigate potential sales practice violations. In the process, you will collaborate extensively with branch management teams, regional compliance officers, home office legal/compliance professionals and business personnel to ensure compliance with regulato...
    Full job description at Monster

    Posted Wed 12th June

  • Compliance AnalystUbs(Nashville, Tennessee)

    As a Surveillance Analyst in the Compliance Department, you will analyze exception reports, conduct in-depth trading / portfolio reviews, and investigate potential sales practice violations. In the process, you will collaborate extensively with branch management teams, regional compliance officers, home office legal/compliance professionals and business personnel to ensure compliance with regulato...
    Full job description at Monster

    Posted Wed 12th June

  • Surveillance Compliance AnalystUbs(Nashville, Tennessee)

    Job Summary & Mission: As a Surveillance Analyst in the Compliance Department, you will analyze exception reports, conduct in-depth trading / portfolio reviews, and investigate potential sales practice violations. In the process, you will collaborate extensively with branch management teams, regional compliance officers, home office legal/compliance professionals and business personnel to ensure c...
    Full job description at Monster

    Posted Wed 12th June

  • Surveillance Compliance AnalystUbs(Nashville, Tennessee)

    Job Summary & Mission: As a Surveillance Analyst in the Compliance Department, you will analyze exception reports, conduct in-depth trading / portfolio reviews, and investigate potential sales practice violations. In the process, you will collaborate extensively with branch management teams, regional compliance officers, home office legal/compliance professionals and business personnel to ensure c...
    Full job description at Monster

    Posted Wed 12th June

  • Compliance AnalystUbs(Nashville, Tennessee)

    Description As a Surveillance Analyst in the Compliance Department, you will analyze exception reports, conduct in-depth trading / portfolio reviews, and investigate potential sales practice violations. In the process, you will collaborate extensively with branch management teams, regional compliance officers, home office legal/compliance professionals and business personnel to ensure compliance w...
    Full job description at Monster

    Posted Wed 12th June

  • Sr. Portfolio Compliance AnalystFranklin Templeton Investments(Silicon Valley/Peninsula, California)

    Franklin Templeton Investments is a leading global investment management organization due to the efforts of our greatest assets - our employees. We have over 8,500 employees working in 50 offices around the world, servicing investment solutions for our clients in more than 150 countries. We believe in our corporate values of putting clients first, building relationships, achieving quality results,...
    Full job description at Monster

    Posted Fri 14th June

  • Sales Operations AnalystInteractive Data Corporation(Boston North, Massachusetts)

    Interactive Data Corporation is a trusted leader in financial information. Thousands of financial institutions and active traders, as well as hundreds of software and service providers, subscribe to our fixed income evaluations, reference data, real-time market data, trading infrastructure services, fixed income analytics, desktop solutions and web-based solutions. Interactive Data's offerings sup...
    Full job description at Monster

    Posted Tue 28th May

  • Sales Analyst IIIFujitsu(Dallas, Texas)

    About Fujitsu Network Communications Fujitsu Network Communications Inc. is an innovator in Connection-oriented Ethernet and optical transport technologies, and is a market-leading provider of SONET, WDM, and packet optical networking solutions. Fujitsu enables its customers to migrate to fully converged packet optical networks that improve performance and profitability. Over 400,000 Fujitsu netwo...
    Full job description at Monster

    Posted Thu 30th May

  • Compliance / Risk Analyst-financial Services(Los Angeles, California)

    JOB RESPONSIBILITIES: Maintain internal compliance and provide approvals on daily basis Review & approve New Account paperwork for completion, accuracy, and suitability Review all Strategy, Goal, (mandate) changes for suitability Audit all trading restrictions and client directed trades Maintain Policies & Procedures Monitor Compliance Calendar Monitor Client Passing Procedure Participate in Error...
    Full job description at Monster

    Posted Thu 16th May

  • Digital Compliance Analyst - ExperianExperian Limited(Chicago Northwest, Illinois)

    To support Regulatory Compliance by drafting, implementing, maintaining, performing training, auditing and enforcing policies to ensure Marketing Services Business Unit practices comply with applicable regulations, industry self-regulatory codes, Experian company values and principles, and regulatory requirements. Major Job Functions · Drafts and reviews Privacy Policies. · Answers questions on a ...
    Full job description at Monster

    Posted Mon 20th May

  • Executive Assistant Sales/Financial AnalystFarm Journal Media(Chicago North, Illinois)

    Farm Journal Media is in search of an Executive Assistant/Financial Analyst to support the Senior VP of Sales and Sales office. The ideal candidate is fast, accurate, intelligent and takes personal ownership of work products, manages multiple timelines and priorities simultaneously, and operates with limited oversight. The Executive Assistant/Financial Analyst must possess excellent computer skill...
    Full job description at Monster

    Posted Mon 3rd June

  • Sales & Property Tax AnalystSystems Technology Group, Inc. (STG)(Detroit, Michigan)

    Title: Sales & Property Tax Analyst Description: STG is a SEI CMMi Level 5 company with several Fortune 500 and State Government clients. STG has an opening for a Sales & Property Tax Analyst. This position is based in Farmington Hills, MI. for a large automotive financing company. Objective: Support Office of Tax Affairs with sales and property tax compliance Skill Requirements Sales tax experien...
    Full job description at Monster

    Posted Tue 4th June

  • Sr Sales/Marketing AnalystAbbott(Atlanta North, Georgia)

    Abbott is a global healthcare company devoted to improving life through the development of products and technologies that span the breadth of healthcare. With a portfolio of leading, science-based offerings in diagnostics, medical devices, nutritionals and branded generic pharmaceuticals, Abbott serves people in more than 150 countries and employs approximately 70,000 people. Primary Job Function ...
    Full job description at Monster

    Posted Thu 13th June

  • Senior Sales AnalystUS Cellular(Chicago, Illinois)

    Senior Sales Analyst-SAL008237 The Analyst is responsible for preparing and delivering and maintaining comprehensive regional and market quota analysis for use by Sales Operations and Field Sales Leaders in addition to administering the quarterly and monthly quota setting process. This position will participate in the development of national and region sales forecast efforts. Provides an accurate ...
    Full job description at Monster

    Posted Mon 3rd June

  • Regulatory Compliance AnalystALPS, A DST Systems, Inc. Company(Denver, Colorado)

    To conduct compliance monitoring for ALPS and its fund clients, including but not limited to, broker-dealer registered representative administration, review of sales and advertising materials, code of ethics monitoring, and general compliance support to other business units. Key responsibilities and accountabilities: 1. Review and Comment on Sales and Advertising Literature for mutual fund clients...
    Full job description at Monster

    Posted Thu 6th June

  • Senior Sales/Use Tax AnalystHertz Corporation(Chicago North, Illinois)

    Job Summary : The Senior Sales/Use Tax Analyst is responsible for reviewing the output of the Tax Analyst/ Associate who file and pay sales/use/property tax and business licenses as well as gather and process the information into the tax return software and other systems. This position will also update software set up/ rules for changes in tax laws that require changes in taxing for billing purpos...
    Full job description at Monster

    Posted Yesterday

Compliance Analyst Job Search Tip

The sales industry can be very competitive depending on whether the salespeople are working on commission or salary. Sales representatives are a staple in every industry, as businesses need people to push their products into the hands of consumers, reinforcing the positive sides of products and downplaying their negative aspects. Some sales agents who work in large corporations or with complex products may need a college degree to qualify and meet the employer's needs. Some sales positions may be on the decline due to the advancement of product ordering online and other automated options for ordering and product fulfillment.

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